Open Access Policies

Funder, REF and LJMU's open access policies

The significance of open access publishing has been recognised in the policies of many major funders, as well as the LJMU publications policy. You must adhere to both funder and University policy when making your research open access.


LJMU Open Access Publishing Policy

Policy: The author accepted manuscript of all peer-reviewed journal articles and conference proceedings must be deposited in, or be made available through, LJMU Research Online.

Final approved versions of PhD and MPhil theses, awarded by LJMU, should be deposited in accordance with the Policy and Procedures for the Examination of Research Degrees.

Deposit of other types of output (including but not limited to book chapters, monographs, reports, artistic creations, compositions, exhibitions, etc.) is encouraged.

Applies to: All authors of research outputs including academics, researchers, administrative staff and postgraduate research students where outputs are accepted for publication on or after the date at which they joined the University.

How to comply: Deposit the author accepted manuscript of applicable research outputs via Symplectic, within 3 months of acceptance. This will then be made available in the LJMU Research Online.

Deposit final approved version of PhD and MPhil theses, awarded by LJMU, in accordance with the Policy and Procedures for the Examination of Research Degrees.

Read the full LJMU Open Access Publishing Policy.


Funder Policies

Major funders require outputs and sometimes data produced as part of their funded projects to be made available on an open access basis. 

Some funders set very specific publishing requirements about what and how outputs are made open access, particularly around copyright, licensing, open access routes and journal funding streams. Before embarking on publication check the funder policy using Sherpa Juliet. You can then use Sherpa/Fact to confirm that your chosen journal meets your funder's policy.

If in doubt, contact the Researcher Engagement Team who will be happy to advise.


UKRI OA Policy

OA policy from 1 April 2022. This policy supersedes previous OA policy.

In scope: research publications that acknowledge UKRI funding, including; peer-reviewed articles, conference proceedings and thesis arising from UKRI funded studentships.

Out of scope: monographs, book chapters and edited collections arising from training grant funding.

Key dates:
1st April 2022 Research articles and conference proceedings (with ISSN)
1st January 2024 Monographs, book chapters, edited collections

Compliance essentials: Immediate OA, CC-BY licence, data access statement, UKRI acknowledgement. Inclusion of ORCiD is recommended for all authors listed.

There are two options for immediate OA compliance:

Faq Items

Route 1 - Open Access via Publisher Site

Route 2 - Open Access via LJMU Research Online

Additional Requirements: Data Access Statement, UKRI acknowledgement and ORCiD

Monographs, book chapters and edited collections

Applying for Block Grant funding for APC costs

NIHR OA Policy

OA policy from 1 June 2022. This policy supersedes the previous policy from 2014.

In scope: Peer-reviewed research articles with NIHR funding, submitted for publication after 1 June 2022.

Out of scope: Longform research, monographs, book chapters and edited collections.

Compliance essentials: Immediate OA, CC-BY licence, data access statement, NIHR acknowledgement.

Faq Items

Immediate OA

CC-BY Licence

Data Access Statement

NIHR acknowledgement

Additional information for awards issued after 1 June 2022

Open Access policy for the REF

Submissions to REF must adhere to the Open Access policy devised by Research England. Please see the Research England website for the policy document. The basic principles are outlined below.

Faq Items

Open Access requirements

Embargo periods

Licensing for re-use

Plan S

Plan S is an initiative to move more quickly to full and immediate open access for funded research. Plan S came into force on 1 January 2021.

Plan S funders, including UKRI and Wellcome, will no longer cover the cost of open access publishing in subscription journals (called 'Hybrid journals').

From 1st January 2021 Plan S funders will not fund APCs for Hybrid journals unless they have signed up to a “transformative agreement” or “transformative journal” to change their business model to full open access. From 2024 Plan S funders will cease funding APCs for hybrid altogether.

Find out more about Plans S and the 10 principles on the cOAlition S site