Dr Alison Lui
Faculty: Faculty of Business and Law
School: School of Law
Email address: A.Lui@ljmu.ac.uk
Telephone: 0151 231 3288
Biography
Alison is a Reader in Corporate and Financial Law. She is the Associate Dean (Global Engagement) for the Faculty of Business and Law. Alison is the module leader for Intellectual Property (level 6) and Employment Law (level 6); Banks and Financial Services Regulation (level 6) on the LL.B. On the LL.M, she is the module leader of Legal Research Skills for Practitioners; International Corporate Governance (level 7) and International Labour Law (level 7).
Alison supervises students on the LL.B, LL.M and PhD levels. She has externally examined PhD theses. Alison is a Max Planck Fellow; Inner Temple Associate Academic Fellow; Churchill Fellow; LJMU Early Career Fellow and has won several LJMU research grants. She has published a monograph with Routledge, various book chapters and many peer reviewed articles in top journals such as the Northern Ireland Legal Quarterly, Information and Communications Technology Law, Journal of Banking Regulation and Journal of Financial Regulation and Compliance. In particular, her monograph is listed as one of the best Banking Law books and one of the best selling Banking Law books of all time: https://www.routledge.com/law/posts/13691.
Alison has presented papers at top universities and organisations such as the World Bank; Wharton School of Management, University of Pennsylvania; INSEAD; Max Planck Institute; Cambridge; Bristol; Warwick; the Inner Temple. Alison has been interviewed by the BBC and Indus News for her insight into Employment; Intellectual Property and Financial Regulation matters. In 2018 and 2019, the House of Commons Treasury Select Committee Digital Currency Inquiry and the Automation and Work Inquiry accepted her written evidence.
Alison is the Sandwich Year Placement tutor and the International Mobility Co-ordinator in Law.
Languages
Chinese (Cantonese)
German
French
Chinese (Mandarin)
Degrees
University of Liverpool, United Kingdom, PhD
London School of Economics and Political Science, United Kingdom, LL.M (Corporate and Commercial Law)
University of Bristol, United Kingdom, LL.B (European Legal Studies)
Academic appointments
External Examiner, University of Leeds, 2018 - present
External Examiner, Cardiff University, 2017 - present
External Examiner, University of Northampton, 2016 - present
Reviewer, Journal of Financial Regulation and Compliance, 2015 - present
Chief Examiner in Employment Law, Chartered Institute of Legal Executives, 2013 - 2019
Publications
Highlighted publications
Lui A. 2016. Financial stability and prudential regulation: A comparative approach to the UK, US, Canada, Australia and Germany (Listed as one of the best Banking Law books and one of the best selling Banking Law books of all time: https://bookauthority.org/books/best-banking-law-books ) :1-213 Taylor & Francis 9781317480235 DOI Publisher Url
Chapters
Lui A. 2020. Fear, futility and frustration: Concerns of UK whistle-blowers in finance Grasso C. Whistle-blowers: Voices of Justice Springer
Lui A, Turksen U. 2019. Vulnerabilities, Obstacles and Risks in Reporting Financial Crimes: Conundrum of whistle-blowers Ryder N, Pasculli L. Corruption, Integrity and The Law: Global Regulatory Challenges
Lui A. 2017. The importance of whistleblowers in uncovering misconduct in Potemkin villages Ryder N, Turksen U, Tucker J. The Financial Crisis and White Collar Crime - Legislative and Policy Responses Routledge DOI Publisher Url
Lui A, Apampa S. Keep the canaries singing: Are whistle-blowers in Nigeria adequately protected? Ryder N, Pasculli L. Corruption, Integrity and The Law: Global Regulatory Challenges Routledge. UK
Lui A. ‘Oriental Pearls of Wisdom: Interview with The Honorable Mr Justice Michael Lunn, Justice of Appeal of the Court of Appeal of the High Court in Hong Kong’ Trends in the Judiciary Taylor and Francis
Internet publication
Lui A. 2019. Alexa, Siri, Eno, Kai – Can we trust you? Alan Turing Institute Blog https://www.turing.ac.uk/blog/alexa-siri-eno-kai-can-we-trust-you Publisher Url
Lui A. 2019. Message in a Bottle – A note to the financial regulators on whistle-blower protection, Corporate Social Responsibility and Business Ethics Blog Publisher Url
Lui A. 2017. Removing class bias in algorithms? Author Url
Lui A. 2016. UK fight to keep financial sector lead should spur more funds for regulation in The Conversation, https://theconversation.com/uk-fight-to-keep-financial-sector-lead-should-spur-more-funds-for-regulation-62653. Publisher Url
Other
Lui A. 2019. Written evidence to the House of Commons Treasury Select Committee's Automation and the Future of Work Inquiry Publisher Url
Lui A. 2018. House of Commons Treasury Select Committee Digital Currency Inquiry, Written Evidence. Publisher Url
Journal article
Arsalidou D, Lui A. 2018. Post Brexit Britain and the Pay Culture: Challenges and Opportunities Northern Ireland Legal Quarterly, 69 :107-125 Publisher Url Public Url
Lui A, Lamb G. 2018. Artificial intelligence and augmented intelligence collaboration: Regaining trust and confidence in the financial sector Information and Communications Technology Law, DOI Publisher Url Public Url
Lui A. 2015. Cross-border voting chains and the case for improving the quality of shareholder engagement International Journal of Corporate Governance, 6 :70-85 Public Url
Lui A. 2014. Protecting whistle-blowers in the UK financial industry International Journal of Disclosure and Governance, 11 :195-210 DOI Public Url
Lui A. 2013. Macro and micro prudential regulatory failures between banks in the United Kingdom and Australia 2004-2009 Journal of Financial Regulation and Compliance, 21 :241-258 DOI
Lui A. 2012. Retail ring-fencing of banks and its implications Journal of Banking Regulation, 13 :336-348 DOI Public Url
Lui A. 2012. Single or twin? the UK financial regulatory landscape after the financial crisis of 2007-2009 (This article is the fifth most downloaded article from the LJMU website) Journal of Banking Regulation, 13 :24-35 DOI Public Url
Lui A. 2011. Turmoil in the financial world: Financial innovation, multiple principal-agent problems and regulator dialectic Poznan University of Economic Review, 11 :47-72 Public Url
Lui A. Macro and micro prudential regulatory failures amongst financial institutions in the United Kingdom: Lessons from Australia Journal of Financial Regulation and Compliance, 3 Public Url
Lui A. Greed, recklessness and/or dishonesty? An investigation into the micro-regulation and culture of five UK banks between 2004-2009 Journal of Banking Regulation, DOI Public Url
Book
Lui A. 2016. Financial stability and prudential regulation: A comparative approach to the UK, US, Canada, Australia and Germany (Listed as one of the best Banking Law books and one of the best selling Banking Law books of all time: https://bookauthority.org/books/best-banking-law-books ) :1-213 Taylor & Francis 9781317480235 DOI Publisher Url
Report
Lui A, Fullbrook M, Spirrizzi A. 2011. Auditor Independence in Canada since 2004 Publisher Url
Thesis/Dissertation
Lui A. Regulation and Corporate Governance: A Case Study of the UK Banking Industry
Engagement & Impact
Highlighted activities
Other invited event:
PROTAX Conference--New methods to prevent, investigate and mitigate corruption and tax crimes in the EU, EU Research Commission Agency, Keynote Speaker. Speech entitled 'Of Whistle-blowing in the European Union in the 21st century'. 2019
Macro-prudential policy: Implementing the financial stability mandate, Cumderland Lodge, Windsor, Guest speaker on the topic of 'Twin peaks in practice'. 2017
The impact of ‘gig economy’ crowd workers in large corporations, Cambridge University, UK, Keynote speaker at the Annual International Conference on Law, Economics and Politics. Topic: ‘The impact of ‘gig economy’ crowd workers in large corporations’. 2016
International Corporate Governance Network Academic Conference in Amsterdam on cross-border voting and shareholder engagement, Amsterdam, Guest speaker. Topic: ‘Cross-border voting and shareholder engagement’. 2014
World Bank High Level Meeting on Governance of Bank Subsidiaries, Vienna, Guest speaker at the World Bank High Level Meeting on Governance of Bank Subsidiaries held in Vienna. The round table meeting contributed towards a publication, which is a global knowledge tool to build capacity of banks with bank subsidiaries. It also offers practical guidance to respond to the challenges of bank subsidiary governance. Topic: Retail ring-fencing of banks. 2014
INSEAD/EABIS 10th Annual Colloquium, Fontainebleau, Paris, Guest speaker. Topic: ‘‘Better protection for whistle-blowers to improve corporate governance—A comparative approach between the United Kingdom and Nigeria’. 2011
Corporate Governance & Global Financial Crisis Conference at the Wharton School, University of Pennsylvania, Philadelphia, Guest speaker. Topic: ‘Corporate Governance, the crisis cycle and isomorphism: a case study of the UK and Nigerian banking sectors 2007 – 2010’.. 2010
Award:
Outstanding Reviewer Award, Journal of Financial Regulation and Compliance. 2017
Fellowships:
Max Planck Fellowship, Max Planck Institute for Comparative and International Private Law, Hamburg. 2015
Academic Fellow of the Honourable Society of the Inner Temple, The Honourable Society of the Inner Temple.
Winston Churchill Fellowship, Winston Churchill Memorial Trust.
Professional activities
External PGR examinations performed:
University of South Wales, PhD, The value of 'Technology-Enhanced Learning' (TEL) in evidencing compliane with the 'Student Contract to Educate' (SCTE) in a new era of accountability in UK Higher Education. 2020
Deakin University, PhD, Assessment and Theories of China’s Compliance with WTO in Financial Services’. 2017
Research Grants Awarded:
Liverpool John Moores University, Enhancing access to digital financial payment services for women and minority groups in rural areas of Nigeria., Grant value (£): 8920. 2019
The Honourable Society of the Inner Temple, FinTech, Artificial Intelligence and the Law: Right balance of financial innovation and inclusion?, Grant value (£): 2,000. 2018
Society of Legal Scholars, Timeliness and timelessness-Corporate governance and regulatory challenges after the financial crisis of 2007-2009 and Brexit, Grant value (£): 750. 2017
Liverpool John Moores University, Breaking the Oligopoly? The Use of Technology by ‘Challenger Banks’ in the UK and Canada, Grant value (£): 2000. 2017
Liverpool John Moores University, The ethical, legal and technical challenges of artificial intelligence in the financial industry, Grant value (£): 2000. 2016
Liverpool John Moores University, Timeliness and timelessness-Corporate governance and regulatory challenges after the financial crisis of 2007-2009 and Brexit, Grant value (£): 2,000. 2016
Liverpool John Moores University Student Union, Change Liverpool--Improving employability of Law School students, Grant value (£): 879. 2014
Other invited event:
PROTAX Conference--New methods to prevent, investigate and mitigate corruption and tax crimes in the EU, EU Research Commission Agency, Keynote Speaker. Speech entitled 'Of Whistle-blowing in the European Union in the 21st century'. 2019
“II New Trends In the Common Law” Artificial Intelligence, Economic Analysis of Law, Taxation and Civil Procedure, Institute of Advanced Legal Studies, Artificial Intelligence, Economic Analysis of Law, Taxation and Civil Procedure. 2019
Whistle-blowers: Voices of Justice, London (Coventry University campus), Guest speaker at International conference on corporate crime reporting and whistle-blowers' protection. 2019
SLSA Leeds Conference: The SwissLeaks scandal-Legal and ethical dilemmas of whistle-blowing on tax evasion, Leeds University, Guest speaker. 2019
A review of settlement agreements and whistle-blowers' protection in the UK financial sector, Coventry University, Guest speaker at the International Roundtable on Corporate Settlement Agreements. 2018
6th Crowdinvesting Symposium "Blockchain and Initial Coin Offerings", Max Planck Institute, Munich, Presentation on 'Robo-advice and social trading: A happy co-existence?'. 2018
SLSA Conference, University of Bristol, Guest speaker on the topic of: Artificial intelligence and augmented intelligence collaboration: Regaining trust and confidence in the financial sector. 2018
The Honourable Society of the Inner Temple Lecture, Inner Temple, London, Guest speaker on the topic of 'Of trust and confidence in artificial intelligence'. 2018
Researcher Links Workshop on Developing an Agenda for FinTech Research in Emerging Economies, Malaysia, Guest speaker. Topic: 'FinTech, Artificial Intelligence and the Law in the Financial Industry'.. 2017
International Conference on Corporate Governance and Business Ethics, Singapore, Guest speaker on the topic of corporate governance in technology driven challenger banks. 2017
Critical Law and Corporate Social Responsibility Network Conference, Canterbury Christ Church University, Guest speaker on 'Greed, recklessness and/or dishonesty? An investigation into the culture of five UK banks between 2004-2009'. 2017
Macro-prudential policy: Implementing the financial stability mandate, Cumderland Lodge, Windsor, Guest speaker on the topic of 'Twin peaks in practice'. 2017
A Celebration of Women's Research at LJMU, Royal Court Theatre, Liverpool, Guest speaker. Topic: 'Artificial intelligence in the financial industry'. 2017
The impact of ‘gig economy’ crowd workers in large corporations, Cambridge University, UK, Keynote speaker at the Annual International Conference on Law, Economics and Politics. Topic: ‘The impact of ‘gig economy’ crowd workers in large corporations’. 2016
UWE Guest Lecture-‘Was Australia lucky in the financial crisis of 2007-2009?, University of West of England, Guest speaker at University of West of England: ‘Was Australia lucky in the financial crisis of 2007-2009?-- A comparative analysis between the Australian and UK financial regulatory structures and responses’. 2015
University of West of England’s conference: ‘The global financial crisis and white collar crime’, University of West of England, Bristol, Guest speaker. Topic: ‘Protecting whistleblowers in the UK financial industry’. 2014
International Corporate Governance Network Academic Conference in Amsterdam on cross-border voting and shareholder engagement, Amsterdam, Guest speaker. Topic: ‘Cross-border voting and shareholder engagement’. 2014
World Bank High Level Meeting on Governance of Bank Subsidiaries, Vienna, Guest speaker at the World Bank High Level Meeting on Governance of Bank Subsidiaries held in Vienna. The round table meeting contributed towards a publication, which is a global knowledge tool to build capacity of banks with bank subsidiaries. It also offers practical guidance to respond to the challenges of bank subsidiary governance. Topic: Retail ring-fencing of banks. 2014
INSEAD/EABIS 10th Annual Colloquium, Fontainebleau, Paris, Guest speaker. Topic: ‘‘Better protection for whistle-blowers to improve corporate governance—A comparative approach between the United Kingdom and Nigeria’. 2011
Warwick University’s conference on ‘Sovereign Debt and the Banking Crisis, Warwick University, Coventry, Guest speaker. Topic: ‘Macro and micro prudential regulatory failures amongst financial institutions in the United Kingdom: Lessons from Australia’. 2011
Second Corporate Governance and Finance Conference, Melbourne, Australia, Guest speaker. Financial development and financial stability: Is the ‘twin peaks’ regulatory approach the most suitable one for the financial sector in the United Kingdom and Australia?. 2011
Corporate Governance & Global Financial Crisis Conference at the Wharton School, University of Pennsylvania, Philadelphia, Guest speaker. Topic: ‘Corporate Governance, the crisis cycle and isomorphism: a case study of the UK and Nigerian banking sectors 2007 – 2010’.. 2010
Institutional Change in the European Transition Economics, Poznan University of Economics, Poland, Guest speaker. Topic: ‘Turmoil in the financial world: Financial Innovation, multiple principal-agent problems and regulatory dialectic’. 2010
Conference organisation:
LJMU FinTech, Artificial Intelligence and the Law, https://www.ljmu.ac.uk/conferences/fintech-artificial-intelligence-and-the-law. 2019
Hans-Boeckler Foundation ‘Pre-Brexit’ Colloquium, LJMU. Topic: ‘The impact of Brexit on the UK financial sector’, Co-organiser and guest speaker. 2018
Timeliness and timelessness-Corporate governance and regulatory challenges after the financial crisis of 2007-2009 and Brexit, Organiser, https://www.ljmu.ac.uk/conferences/corporate-governance-and-financial-regulation-conference. 2017
A new employability model for the twenty-first century: the importance of social media and digital employability skills.
Socio-Legal Studies Association Conferences, Convenor of the Banking and Finance stream.
External committees:
Society of Legal Scholars Council, Society of Legal Scholars, Council Member. 2018
External collaboration:
Coventry University, Professor Umut Turksen-- EU Horizon 2020 Project of £3 million: Contribution to case studies on tax crimes. 2018
Editorial boards:
Centre for Multidisciplinary Artificial Intelligence, Editorial Board Member and Conference Management Committee Member. 2018
Global Business Research Journals, Member of the Editorial Review & Advisory Board for Conferences. 2017
Award:
Outstanding Reviewer Award, Journal of Financial Regulation and Compliance. 2017
HEA grant for employability and social media, Higher Education Academy. 2012
Runner-up in the British Federation of Women Graduates Travel Bursary Competition, British Federation of Women Graduates. 2010
Fellowships:
Max Planck Fellowship, Max Planck Institute for Comparative and International Private Law, Hamburg. 2015
Liverpool John Moores Early Career Fellowship, Liverpool John Moores University. 2013
Academic Fellow of the Honourable Society of the Inner Temple, The Honourable Society of the Inner Temple.
Fellowship of the Royal Society of Arts, Royal Society of Arts.
Winston Churchill Fellowship, Winston Churchill Memorial Trust.
Media Coverage:
BBC Radio Merseyside on the role of trade unions in modern society, 2015.
Interviewed by BBC Radio Merseyside in December 2012 about the trade mark of Liverpool Football Club..
Interviewed by BBC Radio Merseyside in June 2014 about the employment law changes brought by the coalition government.
Other Professional Activity:
Convenor of the Banking and Finance stream of Socio-Legal Studies Association.
Erasmus+ Teaching Scheme at Tuebingen University, Germany, May-June 2017.
Member of the Financial Crime Research Network, University of West of England.
Reviewer of Journal of Financial Regulation and Compliance.
Reviewer of Liverpool Law Review.
Industrial connections:
Global Integrity Research Network, Member of the Global Integrity Research Network, http://www.girnweb.com/people.html.
Membership of professional bodies:
Member, Law Society of England and Wales.
Member, Liverpool Law Society Employment Law Committee.
Member, Royal Society of Arts.
Member, Society of Legal Scholars.